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Reposted 3 Days AgoSaved
Remote
USA
74K-123K Annually
Senior level
74K-123K Annually
Senior level
Fintech
The Regional Supervisory Principal oversees compliance for financial advisors, resolves complex issues, and maintains relationships with clients to ensure adherence to regulations.
Top Skills: Microsoft AccessExcelMicrosoft PowerpointMicrosoft VisioMicrosoft Word
7 Days AgoSaved
Remote
USA
81K-135K Annually
Mid level
81K-135K Annually
Mid level
Fintech
Lead a team managing compliance processes for marketing materials, conduct performance reviews, provide coaching, and interact with various stakeholders to ensure supervision functions are met.
Top Skills: ExcelMicrosoft PowerpointMicrosoft Word
11 Days AgoSaved
In-Office or Remote
3 Locations
81K-136K Annually
Mid level
81K-136K Annually
Mid level
Fintech
The Senior Analyst will conduct operational due diligence on alternative investment sponsors and products, assess operational risks, and collaborate with internal stakeholders to maintain a robust alternative investments platform.
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