Top Tech Jobs & Startup Jobs in Boston, MA

Lead the Advertising Review team to review and approve marketing and communications across RIA and broker-dealer platforms. Provide SEC/FINRA/ETF marketing compliance expertise, support examinations, optimize review workflows and technology (including Red Oak AdMaster), and lead, mentor, and scale a distributed team to ensure timely, risk-based reviews.

Create and edit financial marketing content across digital, print, and video channels; ensure regulatory compliance and brand consistency; develop educational materials for varied audiences; manage content calendar and production timelines; conduct content audits and performance analysis; collaborate with design, compliance, and product teams.

Support portfolio compliance team with daily pre- and post-trade monitoring, rule coding and testing in Charles River, UCITS breach review, client onboarding, incident and client reporting, and compliance rule library migrations under supervision.

Oversee regulatory reporting and financial statement review for 1940 Act mutual funds, manage accounting agent oversight, monitor expense accruals and invoices, support audits, research US GAAP and SEC guidance, and deliver ad-hoc reporting and process improvements.

The role involves compliance oversight, coordinating compliance testing, advising on compliance matters, and managing the compliance program for an investment firm.