Top Tech Jobs & Startup Jobs in Boston, MA

Manage and administer regulatory, supervisory, and risk-management programs for TD Wealth, including conflicts of interest, Regulation W, licensing/registration, marketing review, and business continuity. Monitor controls, maintain inventories and documentation, prepare governance reporting, coordinate remediation, support exams/audits, and lead process improvements using Lean/Six Sigma to enhance efficiency, automation, and oversight.

Provides financial planning guidance, investment recommendations, and wealth management solutions to TD Wealth clients. Builds and manages client relationships, conducts onboarding and annual reviews, achieves sales and referral goals, identifies opportunities to deepen wallet share, and ensures compliance with financial regulations. The role also supports lead generation, partners with retail and business banking teams, coaches colleagues, and maintains required licenses and continuing education.

Conducts financial, industry, and credit analysis for commercial loan underwriting within the Commercial Workout Department. Evaluates borrower creditworthiness, financial condition, cash flow, collateral, risk factors, and policy compliance. Prepares approval memorandums and recommendations for lending and credit authorities, maintains credit files, monitors updated financial information, and supports loan origination and renewals. Works increasingly independently with lending teams and may participate in customer meetings requiring occasional domestic travel.