Top Compliance Jobs in Boston, MA

Lead international tax advisory and compliance for financial services clients, managing projects, supervising teams, and delivering tax-efficient global structuring solutions. Analyze complex cross-border tax issues, uphold professional standards, drive automation initiatives, mentor staff, and cultivate client relationships to identify service enhancements and manage multiple engagements.

Lead and enhance Circle's IT SOX compliance program by evaluating ITGCs, automated and IT-dependent controls, documenting SOX-ready materials, coordinating testing and remediations, liaising with IT, Security, Finance and auditors, and driving control design for system implementations and new product launches.

The Lead Analyst, Product Compliance ensures compliance in product lifecycle, conducts risk assessments, collaborates with teams, and develops compliance processes for Circle's Payments product.

The Market Manager drives revenue and profits across branches, manages compliance, leads recruitment, and builds cohesive teams while ensuring superior client service.

The Senior Audit Director will lead internal audits for BBH's Investor Services, manage teams, advise on risk and control issues, and represent the department at senior management forums.

Lead and continuously improve the companys SOX 404 program: design strategy, risk assessment, scoping, testing, and remediation. Partner with Finance, IT, Legal, and business owners to document controls, manage external audits, drive automation and ERP/GRC integrations, report to executives and Audit Committee, and establish policies, training, and a scalable SOX team.

Lead risk and compliance activities for a high-risk banking environment: prepare for audits and regulatory exams, draft policies and governance, evaluate internal controls, run risk assessments and gap analyses, maintain training, monitor regulatory changes, and produce KRI/KPI Board-level reporting.

Manage tax planning, compliance, and reporting across a multi-entity organization. Serve as primary tax authority, coordinate with external advisors, oversee partnership and indirect tax compliance, maintain filing calendar, handle information reporting (1099/1042), support international tax matters, liaise with government authorities, and improve tax processes and controls.

The Fund Controller manages fund accounting accuracy and consistency, collaborates with teams, and oversees compliance and audit partnerships.

Support design, implementation, and operation of Affirm Bank's BSA/AML and compliance technology. Build and test transaction-monitoring rules, case-management workflows, dashboards, and controls; analyze alerts and control performance; maintain documentation; coordinate across Compliance, Product, Engineering, Data, and vendors to ensure audit-ready, scalable compliance systems.

Lead enterprise-wide compliance and financial-crime risk assessments, evaluate controls and residual risk, produce executive reports, partner with MLROs/CCOs globally, drive transaction monitoring and customer risk scoring coverage, update geographic risk ratings, develop threat assessment frameworks, and pioneer AI-powered automation while maintaining human oversight.

The Director of Regulatory & Compliance will lead the Governance, Risk, and Compliance strategy, manage regulatory obligations, and support product compliance in a remote setting.

Execute end-to-end risk-based operational and compliance audits (scoping, testing, reporting, remediation validation). Identify control gaps, perform root cause analysis, draft actionable recommendations, manage audit requests and stakeholders, validate remediation, and partner with Operations, Compliance, Risk, Finance, and Legal while maintaining third-line independence.

The analyst will research filing requirements, prepare and monitor P&C rate filings, communicate revisions, support compliance operations, and monitor regulations pertinent to assigned products.

Support Chief Compliance Officers for multiple mutual fund and ETF trusts. Review and monitor adviser compliance programs and service providers, conduct and report annual due diligence visits, prepare Trust Board reports and certifications, assist with onboarding/offboarding, monitor compliance gaps, support quarterly adviser calls, and complete assigned projects.

Supports the global investment management compliance program for registered investment advisers and 1940 Act funds. Responsibilities include service-provider due diligence, non-financial risk assessments, Board and senior-management reporting, risk-based compliance testing, incident management, remediation oversight, and enhancement of compliance controls and governance. The role partners with Chief Compliance Officers, Legal, Risk, business stakeholders, fund boards, senior management, and regulators.

Perform annual compliance testing and prepare Form 5500 and related schedules for defined benefit and contribution plans. Respond to audit inquiries, calculate required minimum distributions/contributions, prepare Form 5330, and complete ERISA requests and special projects while coordinating with clients and internal teams to ensure IRS/DOL compliance.

Supports a broker-dealer compliance program by maintaining policies and procedures, assisting with representative registrations, conducting compliance testing, delivering regulatory training, monitoring regulatory developments, and responding to regulatory inquiries. The role requires broker-dealer compliance experience, familiarity with FINRA and investment adviser regulations, strong data analysis, organization, attention to detail, and communication skills.

Lead internal control and compliance activities including SOX testing, risk assessments, remediation projects, and month-end accounting support. Coordinate with internal and external auditors, maintain compliance reporting, manage ERP GRC processes, and support regulatory, tax, and statutory reporting. Provide training, process improvements, and monitor controls to mitigate financial and compliance risk.

Leads Financial Crime Compliance for Manulife’s U.S. insurance, wealth, and asset management businesses. Oversees AML, sanctions, fraud, anti-bribery, and corruption risks; advises senior leaders; engages regulators; supports examinations and remediation; presents risk updates to governance committees; and partners across compliance, risk, technology, and business teams to modernize financial crime capabilities and processes.

Leads portfolio compliance operations, including interpreting and negotiating investment guidelines, monitoring trade restrictions, resolving compliance alerts, overseeing client guideline setup and portfolio rebalances, and supporting regulatory and investment initiatives. The role manages a team and drives workflow automation, technology enhancements, and cross-functional collaboration with portfolio management, legal, investment services, regulatory compliance, and clients.

Assist financial investigations and litigation support by preparing proposals and workplans, performing financial analysis, reviewing and documenting evidence, mastering investigative tools, organizing QC-ready files, and preparing client deliverables under case managers' guidance.

Perform daily post-trade compliance testing using automated monitoring systems, investigate breaches, communicate with stakeholders, document compliance determinations, validate data, support reporting and UAT, and help implement rules and process improvements for investment portfolios.

Manage state notice filings for mutual funds and investment products: prepare renewals and amendments, respond to state correspondence, maintain fund files and BSS records, liaise with state examiners, ensure timely, complete electronic submissions, and support department policy updates.

The Senior Vice President of Compliance & Control will develop investment adviser compliance programs, ensuring adherence to regulations, managing risk assessments, and supporting regulatory inquiries.