Top Compliance Jobs in Boston, MA

Own compliance advisory for the Affirm Card program across marketing, onboarding, payments, disputes, servicing, and new product features. Apply consumer finance regulations, review disclosures and UX, lead root-cause analysis and remediation, maintain risk assessments and controls, support regulatory exams and audits, and develop compliance training. Partner closely with Product, Engineering, Operations, Legal, Risk, and senior leadership to make independent, risk-based decisions.

Administer the compliance testing program by conducting regulatory reviews, reporting findings, identifying control gaps, and coordinating remediation. Partner cross-functionally with Legal, Risk, Product, Engineering, Operations, and management. Support compliance risk assessments, control inventory, process improvements, and regulatory analysis for new or revised products and services.

Develops compliance analytics for AML, sanctions, and consumer compliance programs. Builds data pipelines, dashboards, scorecards, automated reporting, and data quality processes using dbt, GitLab, Python, SQL, Tableau, and Snowflake. Translates regulatory requirements into actionable insights, risk indicators, and metrics while communicating findings to senior management and regulatory stakeholders.

Performs Level 2 sanctions alert reviews for fiat and cryptocurrency transactions, makes case disposition decisions, conducts on-chain investigations, and provides sanctions guidance. Supports screening oversight, regulatory reporting, policy and procedure development, regulatory monitoring, risk-based projects, and team mentoring. Requires financial institution or government sanctions experience, OFAC and BSA/AML knowledge, blockchain analytics expertise, and strong communication skills.

Own Motive’s global financial products compliance program across AML/BSA, sanctions, KYC/KYB, PEP screening, transaction monitoring, lending compliance, audits, and regulatory relationships. Develop policies and controls, ensure operational effectiveness, manage bank and card network partners, monitor regulatory changes, support compliant product launches, and establish governance across multiple jurisdictions including the US, Canada, and UK/EU. Build the compliance function and advise leadership on compliance risk.

Leads Financial Crime Compliance for Manulife’s U.S. insurance, wealth, and asset management businesses. Oversees AML, sanctions, fraud, anti-bribery, and corruption risks; advises senior leaders; engages regulators; supports examinations and remediation; presents risk updates to governance committees; and partners across compliance, risk, technology, and business teams to modernize financial crime capabilities and processes.

Provides corporate compliance consulting by interpreting regulations, supporting market conduct exams, investigating fraud and misconduct, identifying compliance risks, and developing mitigation plans. Partners with business leaders and compliance liaisons to assess procedures, respond to regulators, strengthen controls, and promote ethical decision-making through Code of Conduct education and awareness initiatives.

Lead AML/BSA, KYC/KYB, fraud, transaction monitoring, and sanctions compliance programs. Manage banking and financial institution relationships, oversee investigations and UAR/SAR processes, translate regulations into operational controls, coordinate audits and examinations, track regulatory developments, and deliver compliance training. Partner cross-functionally with Legal, Product, Engineering, and Operations to support responsible product growth and regulatory readiness.

Leads insurance compliance and regulatory operations, including complex complaint escalations, Department of Insurance responses, carrier audits, complaint-log controls, regulatory reporting, and audit-ready documentation. Partners with Legal, Product, Engineering, and Operations to resolve systemic issues, implement compliance improvements, support claims investigations, and coach team members. Requires P&C licensing, substantial insurance and state regulatory compliance experience, knowledge of NAIC regulations and state insurance codes, and strong executive communication skills.

Owns and builds SentiLink’s FCRA compliance program for its consumer reporting business. Responsibilities include dispute intake and reinvestigation, permissible-purpose controls, accuracy monitoring, consumer complaints, client diligence, regulatory inquiries, litigation support, and partnering with Engineering and Product to automate compliance workflows.

Leads U.S. and Canadian payroll tax compliance, filings, payments, audits, reconciliations, year-end reporting, controls, and regulatory monitoring. Manages a team of six payroll tax professionals while partnering with Payroll Operations, Technology, Product Management, HR, Accounting, vendors, auditors, and government agencies. Drives process improvements, system enhancements, testing, strategic initiatives, and organizational change across complex, multi-jurisdiction payroll operations.

Leads U.S. and Canadian payroll tax compliance, including filings, payments, audits, reconciliations, year-end reporting, regulatory monitoring, and agency relations. Manages and develops a team of six payroll tax professionals, establishes internal controls, drives process improvements, and partners with Payroll Operations, Technology, Product Management, HR, Finance, vendors, auditors, and government agencies on system enhancements and strategic initiatives.

Manages regulatory compliance monitoring and testing for a fintech financial services platform. Designs testing protocols, audits lending disclosures and credit notices, reviews marketing and complaint trends, monitors regulatory changes, conducts compliance audits, and recommends remediation. Partners with legal, compliance, business, and operational teams to identify risks and implement practical controls across U.S. lending products.

Monitor and resolve pre- and post-trade compliance alerts, maintain trading rules in the order management system, and analyze trade and position data using SQL. Automate compliance workflows with code and AI tools, maintain restricted securities lists, support MNPI processes, track regulatory developments, and assist with filings, audits, system upgrades, and compliance projects.

Supports compliance programs for investment advisers and broker-dealers by managing registrations, compliance reviews, testing, monitoring, regulatory filings, audits, policies, training, and marketing-material reviews. The role monitors investment and sales activities, interprets securities regulations, provides business guidance, escalates issues, and supports responses to regulators, boards, and supervisory entities.

Executes risk-based second-line compliance testing, evaluates control design and operating effectiveness, documents evidence and findings in a GRC platform, analyzes exceptions and emerging risks, and supports remediation with audit, risk, compliance, and business partners. The role requires testing financial-services controls against internal policies and regulatory requirements, including walkthroughs, sample selection, and detailed reporting.

Supports investment guideline compliance testing and reporting across KKR’s insurance asset classes. Responsibilities include reviewing compliance reports, launching sidecar processes, responding to client inquiries, performing scenario analysis, onboarding pre-trade compliance rules, automating analyses with AI, and ensuring data quality. The role partners with investment teams, portfolio managers, senior management, clients, and internal stakeholders.

Monitors mutual fund investment compliance, reviews Charles River alerts, researches breaches, tests tax and regulatory requirements, and documents compliance activities. Supports prospectus and SAI guideline reviews, sub-adviser and service provider oversight, SEC and IRS compliance testing, regulatory filings, Board reporting, due diligence, and compliance projects. Communicates compliance guidance to sub-advisers and collaborates with internal partners under senior team supervision.

Oversee multi-state and local tax compliance across multiple entities and jurisdictions, including sales and use tax filings, registrations, audits, notices, tax accruals, and risk mitigation. Manage and mentor a Sales Tax Specialist, coordinate income and franchise tax matters with external firms, maintain Avalara and NetSuite integrations, support tax configuration, and improve compliance processes and reporting.

Advise Experian’s Financial Services and Data division on regulatory compliance risks related to consumer credit services. Conduct policy gap assessments, develop remediation plans, support regulatory examinations, analyze requested documentation, and coordinate with Legal, Information Security, Governmental Affairs, and business teams. Help improve control effectiveness, resolve compliance issues, and prepare materials for regulatory meetings.

Advise business teams on consumer credit regulatory compliance, perform policy and procedure gap assessments, track remediation, support regulatory examinations, analyze requested documentation, and help prepare regulatory meeting materials. The role collaborates with Legal, Information Security, Governmental Affairs, and business units to address compliance risks, improve controls, and resolve complex issues involving privacy and consumer protection laws.

The job description provides limited responsibility details for a Compliance Program Analyst role. The position requires U.S. citizenship or naturalized citizenship, and all work must be performed within the continental United States, Alaska, or Hawaii. The listed annual compensation range is $90,000 to $110,000.

Leads global compliance programs for private markets investment management, timberland, agriculture, and infrastructure businesses. Oversees SEC Rule 206(4)-7 compliance, policies, testing, regulatory examinations, filings, conflicts, governance, licensing, operational and property-management compliance, training, investigations, and regulatory change management across multiple jurisdictions. Serves as Chief Compliance Officer for investment adviser entities and partners with executives, boards, legal, investment, operations, and regulatory stakeholders.

Own sales, lodging, and hotel occupancy tax compliance for short-term rental properties across multiple jurisdictions. Responsibilities include registering and maintaining tax accounts, preparing and filing returns, remitting taxes, reconciling OTA collections, monitoring deadlines and rate changes, resolving discrepancies, responding to tax authorities, and maintaining accurate documentation. The role requires strong knowledge of sales tax nexus, multi-jurisdiction compliance, organization, communication, and proficiency with spreadsheets and filing systems.

Leads the compliance program for an SEC-registered investment adviser overseeing venture capital and private equity strategies. Responsibilities include regulatory compliance, governance, risk management, conflicts, trading, financial crimes, privacy, regulator and auditor liaison activities, and advising senior leadership and the board. The role collaborates across Legal, Finance, Operations, Risk, Audit, and Technology teams while managing a small compliance team.