Top Compliance Jobs in Boston, MA

Supervise fund administration compliance activities for registered investment companies, including regulatory monitoring, testing, reporting, exception resolution, audit support, and board reporting. Lead and develop staff, approve compliance deliverables, maintain testing documentation, provide regulatory guidance, improve procedures, and support new client or product initiatives. The role requires expertise in mutual funds, ETFs, closed-end funds, investment company regulations, tax rules, and internal controls.

Paid 10-week internship in audit, risk, and compliance. Interns may support corporate or IT audit, enterprise risk, compliance, compliance technology, or global security through planning, testing, data analysis, investigations, risk assessments, documentation, and communicating findings. The role requires analytical thinking, problem-solving, communication, attention to detail, Microsoft Office proficiency, and current enrollment with availability for the full summer program.

Manage complex U.S. and Canadian payroll tax compliance, including audits, agency inquiries, filings, reconciliations, tax adjustments, employee tax configurations, and W-2/W-2c and T4 reporting. Resolve escalated tax matters, oversee registrations and vendor coordination, identify control gaps, and improve payroll tax processes while ensuring regulatory accuracy and timely reporting.

Oversee internal audits, regulatory compliance, internal controls, risk management, governance, and fraud investigations. Plan and execute audits, identify control weaknesses, recommend corrective actions, prepare reports, monitor remediation, support external audits and regulatory inspections, and collaborate with stakeholders to improve operational efficiency and compliance.

Prepares and reviews complex retirement plan compliance tests, government filings, Form 5500 packages, regulatory forms, plan documents, reconciliations, and allocation calculations. Researches and resolves compliance issues, supports audits, mentors team members, and helps improve department processes. The role requires retirement plan administration expertise, advanced mathematics, regulatory knowledge, and an ASPPA Qualified 401(k) Administrator designation.

Prepare and review complex retirement plan compliance tests, year-end packages, government filings, and regulatory forms including Forms 5500, 5330, and 8955-SSA. Reconcile plan assets, calculate contributions and corrective earnings, prepare plan documents, research compliance issues, support audits, and mentor team members. The role requires advanced retirement plan knowledge, accurate regulatory reporting, independent work, and collaboration across departments.

Manage federal and state tax compliance for diverse clients, including complex multi-state and foreign operations. Prepare and review worldwide GAAP ASC 740 income tax provisions, supervise engagement teams, review staff work, mentor employees, manage client relationships, support proposals, and ensure engagements meet deadlines and quality standards. The role requires advanced tax knowledge, strong communication and project management skills, and active CPA certification.

Leads a team overseeing registered investment fund compliance, regulatory monitoring, filings, board reporting, issue resolution, audit support, and client inquiries. Interprets SEC rules, the Investment Company Act, Subchapter M, and related regulations while coordinating with legal, accounting, reporting, and external providers. The role develops staff, improves controls and procedures, manages resources, supports regulatory change initiatives, and contributes to client and business growth activities.

Leads financial planning, budgeting, forecasting, reporting, rate development, cost recovery, compliance, billing, and internal controls for Harvard FAS science service centers and recharge facilities. Partners with facility directors and leadership on financial strategy, develops models and dashboards, ensures federal and university policy compliance, improves financial processes, and may supervise staff.

Reviews insurance products, forms, rates, rules, and filings for regulatory compliance. Monitors legal and regulatory changes, analyzes business impacts, supports regulatory change management, reconciles compliance data, verifies statistical reports, prepares SERFF filings, and advises stakeholders on compliance risks. Requires strong research, analytical, communication, organizational, and problem-solving skills, along with knowledge of property and casualty insurance products.

Supports investment teams by monitoring transactions and holdings for compliance with client guidelines and regulatory requirements. Reviews investment management agreements, evaluates client guidelines, maintains the Sentinel monitoring system, provides real-time pre-trade support, resolves post-trade exceptions, and collaborates with relationship, product management, and portfolio management teams.

Reviews international payee tax residency classifications, evaluates tax treaty benefit requests, processes routine payment tax reviews, and supports compliance for faculty, staff, students, guests, and vendors. Provides customer service, explains documentation requirements, tracks cases, manages confidential tax documents, updates financial systems, monitors inquiries, and coordinates follow-up with internal teams and payees. The role requires careful application of tax and immigration guidance, strong organization, and culturally responsive communication.

Own international accounting, compliance, financial close, statutory reporting, audits, tax filings, consolidations, and intercompany transactions for multiple subsidiaries. Manage outsourced providers, support UK equity compensation and international billing, coordinate new entity setup, and oversee financial reporting for a government contracting entity. Partner with Legal, HR, Treasury, Tax, Compensation, portfolio companies, auditors, and government-contracting advisors across jurisdictions.

Supports risk and control consultation across business processes, identifies operational and strategic risks, monitors key risk indicators, and helps implement controls and corrective actions. The role supports internal and external audits, translates control deficiencies into action plans, enhances governance practices, monitors open issues, and ensures compliance with regulatory policies and procedures.

Leads the company’s SOX 404 compliance program and internal audit function, including risk assessment, control documentation and testing, deficiency remediation, audit planning, and executive reporting. Manages audit staff, external providers, budgets, and cross-functional partnerships with Finance, Legal, IT, HR, and business leaders. Integrates data analytics and AI-assisted tools to improve audit effectiveness while supporting regulatory compliance and financial risk management.

Lead River’s compliance program and team, serving as BSA Officer and owning BSA/AML, OFAC sanctions, regulatory testing, risk assessments, licensing, audits, and regulatory relationships. Drive the OCC national trust charter process, oversee compliance for new products, advise executives and the Board, and build scalable compliance systems for a rapidly growing Bitcoin financial institution.

Supports compliance, fraud, sanctions, complaints, and dispute programs; analyzes client activity to identify risks; improves compliance workflows and tooling; collaborates with Product, Engineering, Client Services, and Finance; conducts client outreach; supports audits, examinations, investigations, and regulatory inquiries; and reports compliance trends to leadership.

Manages U.S. insurance tax compliance, including federal, state, local, non-U.S., premium, and excise tax filings. Coordinates with internal Tax, Finance, and Controllership teams and external Big Four providers. Oversees tax audits, monitors legislative and regulatory changes, supports insurance transactions and reinsurance arrangements, and drives process improvements, automation, documentation, and internal controls.

The Market Manager drives revenue and profits across branches, manages compliance, leads recruitment, and builds cohesive teams while ensuring superior client service.

Leads financial crimes controls and compliance governance for Stripe entities, including Bridge and Privy controls, policy development, financial crimes risk assessments, issue management, and audit readiness. Translates AML, sanctions, KYC/KYB, transaction monitoring, and Travel Rule requirements into practical controls and processes. Partners cross-functionally to improve the control environment and identifies responsible AI and automation opportunities while maintaining human oversight, data protection, accountability, and auditability.

Conduct CDD and EDD reviews for LATAM-related customers, investigate cross-border transactions and potential money laundering or sanctions evasion, assess OFAC exposure, review ownership and source-of-funds information, disposition screening alerts, prepare UAR escalations, and support onboarding, monitoring, risk methodology, and compliance process improvements.

Prepares, reviews, and submits telecommunications regulatory compliance filings to the FCC, state public utility commissions, and other agencies. Coordinates with telecom clients to collect reporting information, analyzes financial and operational data, ensures accurate and timely submissions, and monitors regulatory changes. The role requires strong accounting, telecommunications compliance, utility regulation, mathematical, analytical, organizational, and Microsoft Office skills.

Leads multi-jurisdictional payroll tax administration, compliance monitoring, controls, reconciliations, audits, and regulatory updates across U.S., Canadian, and global payroll operations. Investigates tax notices and discrepancies, performs root-cause analysis, maintains audit-ready documentation, and partners with HR, Finance, Legal, government agencies, vendors, and external advisors to improve payroll processes and reduce compliance risk.

Join Arootah's advisor network to provide fractional Chief Compliance Officer–level, project-based compliance leadership for hedge funds, private equity firms, and family offices. Advise on SEC/regulatory matters, design and improve compliance programs, conduct reviews and risk assessments, support exams and due diligence, and partner with leadership to strengthen governance and controls.

Provide fractional compliance advisory to alternative investment firms and family offices: develop and implement compliance programs, Form ADV filings, policies, controls, training, regulatory exam readiness, risk assessments, remediation, and ad-hoc projects.