Top Compliance Jobs in Boston, MA

The QC & Compliance Senior Manager oversees quality control and compliance for tax operations, leading improvements in processes, automation, and team performance while managing deadlines and communications.

The Compliance Specialist coordinates audits and compliance activities, supports sponsored research administration, manages audit timelines, and communicates findings to stakeholders while ensuring adherence to regulations and improving internal controls.

Lead the Advertising Review team to review and approve marketing and communications across RIA and broker-dealer platforms. Provide SEC/FINRA/ETF marketing compliance expertise, support examinations, optimize review workflows and technology (including Red Oak AdMaster), and lead, mentor, and scale a distributed team to ensure timely, risk-based reviews.

The Portfolio Risk Analyst will identify, measure, and mitigate various risks, develop risk frameworks, report on economic capital, and oversee structured products and risk functions.

Responsible for administering portfolio compliance programs, implementing controls, managing rule creation, supporting fund reporting, and overseeing compliance functions.

Lead government accounting operations, ensuring compliance with regulations, managing a remote team of accountants, and optimizing processes for operational efficiency.

The Director of Tax Compliance oversees management company tax compliance, including tax provisions and filings, ensures quality delivery, and manages external advisors while collaborating with multiple departments on tax implications.

The analyst will research filing requirements, prepare and monitor P&C rate filings, communicate revisions, support compliance operations, and monitor regulations pertinent to assigned products.

As the Compliance Officer, you will develop compliance frameworks, manage risk controls, advise on compliance risks, and ensure adherence to regulatory requirements.

The Senior Business SOX Compliance Manager leads the ICFR program, shapes control strategies, partners with stakeholders, and develops the compliance team at Zillow.

The Compliance Analyst at Weiss Asset Management will review trade compliance, track regulatory developments, and support compliance projects using SQL for data analysis.

The Compliance Officer ensures adherence to regulatory standards through inspections, training, policy updates, and investigations, requiring strong analytical skills and clear communication.

The VP, Compliance oversees compliance programs, ensuring processes meet regulatory standards. Responsibilities include managing audits, preparing executive reports, and leading compliance staff.

Support portfolio compliance team with daily pre- and post-trade monitoring, rule coding and testing in Charles River, UCITS breach review, client onboarding, incident and client reporting, and compliance rule library migrations under supervision.

The Sr. Manager will oversee international tax compliance, manage a team, and enhance international tax processes, focusing on US federal income tax.

The Senior Manager Global Compliance will lead trade compliance initiatives, expand enterprise compliance efforts, and provide guidance across the organization while ensuring regulatory adherence.

The Senior Vice President of Compliance & Control will develop investment adviser compliance programs, ensuring adherence to regulations, managing risk assessments, and supporting regulatory inquiries.

The Senior Analyst/Associate in GWS Americas Compliance supports compliance coverage, focusing on fundraising, marketing, and client communication compliance across regions, collaborating with various teams and enhancing compliance frameworks.

The Treasury & Compliance Manager ensures accurate execution of capital movements and regulatory compliance across funds, overseeing cash operations, regulatory filings, and risk management processes.

As a Crypto Compliance AML Analyst, you will monitor and investigate AML and fraud across crypto transactions, ensuring regulatory compliance while improving systems and processes.

The Consumer Compliance and Payments Lead manages compliance programs related to consumer financial regulations and payment network rules, ensuring products meet compliance standards while collaborating with legal and operational teams.