Top Compliance Analyst Jobs in Boston, MA

The Senior Risk & Compliance Analyst leads cyber risk assessments, maintains risk registers, collaborates with technical teams, and communicates risks to stakeholders.

The Lead Analyst, Product Compliance ensures compliance in product lifecycle, conducts risk assessments, collaborates with teams, and develops compliance processes for Circle's Payments product.

Client-facing role supporting IT risk, compliance, and information security programs. Evaluate and monitor controls, assist with ISO27001 audits, respond to security incidents, complete client security questionnaires, vet vendors, run risk assessments, and support DR/BCP and security awareness initiatives.

The Regulatory Compliance Analyst 4 will coordinate compliance activities, promote ethical culture, advise on regulations, and manage investigations related to compliance programs.

Execute internal audits and SOX engagements across the global organization. Assess design and operating effectiveness of controls, identify findings and remediation plans, perform walkthroughs, review third-party arrangements, and support external audits and ad-hoc assignments.

Support development, implementation, and monitoring of compliance policies and procedures for an SEC-registered RIA. Assist with regulatory filings, conduct compliance reviews and testing, manage compliance platforms (personal trading, gifts, outside activities), maintain side-letter platform, support onboarding/offboarding, assist with JSOX/internal audit requests, deliver firmwide training, monitor regulatory developments, and perform ad hoc compliance research/projects.

As a Compliance Operations Analyst, you'll monitor compliance operations and abuse issues, collaborate cross-functionally, and enhance workflows and techniques to improve compliance and customer experience.

The SCA and DBA Compliance Analyst ensures compliance with the Service Contract Act and Davis-Bacon Act, managing regulatory adherence, conducting audits, and collaborating with various departments to uphold organizational integrity.

Support day-to-day insurance regulatory compliance across an MGA/program business: manage producer and adjuster licensing, respond to state regulator inquiries and complaints, assist with state filings and legislative monitoring, maintain regulatory records and compliance policies, and contribute to cross-functional compliance projects while leveraging AI-driven tools.

Perform second-line quality control of the banks AML/CFT program, review suspicious activity reports, file CTRs, support FinCEN 314(a)/(b) reviews, assist audits and regulatory exams, and recommend compliance enhancements.

The Compliance Analyst reviews contractual obligations, manages distributions post-closing, liaises with clients and internal teams, and ensures compliance and accuracy in fund distribution processes.

Oversee state insurance filing activities to ensure product regulatory compliance. Review state requirements, draft and revise policy forms, manage filings (SERFF and others), coordinate with cross-functional teams, serve as regulator liaison, maintain filing documentation and governance, support audits and market conduct exams, and ensure systems accurately reflect filing status to enable timely approvals and minimize regulatory risk.

Monitor federal, state, and local tax agencies for payroll-related regulatory changes; research and interpret routine requirements; document authoritative guidance and data needs; create clear change requests for downstream teams; maintain agency relationships and audit-ready records; communicate updates to stakeholders and support process improvement initiatives.

The Compliance Analyst conducts audits, analyzes customs compliance data, collaborates with internal teams and clients, and ensures regulatory adherence while mitigating risks.

The GRC Analyst supports compliance and governance initiatives, ensures adherence to cybersecurity frameworks, assesses risk, and manages compliance documentation.

Lead quality control and assurance for Compliance Operations, perform AML process reviews (KYC, transaction monitoring, screening), drive process improvements, partner with stakeholders and vendors, deliver quality reporting and scale the quality program.

Lead and manage healthcare privacy and regulatory compliance initiatives (HIPAA, HITECH, CCPA). Monitor legislation, assess business impact, implement privacy controls, run risk assessments, support cross-functional stakeholders, develop policies, oversee privacy-by-design, respond to vendor/client privacy inquiries, mentor junior staff, and report privacy performance and risks to leadership.

Design, build, and operate end-to-end data pipelines and curated compliance datasets powering transaction monitoring, KYC/EDD, and screening. Ensure data quality, lineage, and audit readiness; partner with Compliance and Engineering to improve detection signal quality, define metrics, and deliver repeatable reporting and measurement frameworks for control effectiveness.

Perform compliance reviews, monitor regulatory changes, assist with audits and risk assessments, respond to compliance inquiries, prepare compliance reports, and work cross-functionally to implement and improve compliance programs.

Manage payroll calculation, analysis, and reporting for union and prevailing-wage programs. Interpret contracts, reconcile payroll data, prepare compliance reports, support audits, configure pay codes in Workday, and drive process improvements while collaborating with HR, Finance, HRIS, field leadership and external partners.

Perform onboarding and ongoing compliance oversight for Registered Investment Advisor (RIA) representatives, including U4/U5 and ADV 2B filings, monitoring Outside Business Activities, compliance testing, regulatory research, responding to inquiries, and coordinating with internal stakeholders to mitigate compliance risks.

Serve as subject-matter expert for Paid Family & Medical Leave (PFML) and related statutory leave compliance. Monitor and interpret federal, state, and local regulations; perform risk assessments, compliance testing, and control remediation; develop policies, training, and customer-facing materials; support audits, regulatory exams, SERFF filings, and cross-functional implementation of compliant leave programs.

The Compliance Analyst will implement and manage Spellbook's US compliance program, working with various teams to ensure regulatory adherence and audit-readiness across sectors such as government and healthcare.

The BIC Compliance Analyst manages compliance with risk policies, tracks business requests, drafts ethical walls, analyzes conflicts, and provides training on conflicts analysis.

Review and advise on marketing materials for registered funds to ensure compliance with Investment Company Act, SEC Marketing Rule, FINRA Rule 2210, and Rule 482. Draft disclosures, conduct compliance testing, monitor regulatory developments, assess marketing compliance risks, coordinate with global compliance teams, deliver training, maintain policies and applications, and support examinations and stakeholder communications.