Top Compliance Analyst Jobs in Boston, MA

Provide pre- and post-trade guideline monitoring and compliance support for investment teams. Review investment management agreements, evaluate client guidelines, maintain the Sentinel monitoring system, resolve exceptions, and collaborate with relationship, product, and portfolio teams to ensure transactions and holdings meet client and regulatory requirements.

The Portfolio Oversight Analyst will manage trading controls, code client investment guidelines, handle regulatory compliance, and support trading desks. Responsibilities include preparing regulatory reports, assisting in client due diligence, and participating in overnight calls for trading issues resolution.

Perform customer due diligence and regulatory verification for client onboarding. Review onboarding packages, perform identity and sanctions screening, validate ownership and licenses, complete Payment Network checks, maintain client files, document exceptions, support Senior Compliance Managers, and improve SOPs to ensure compliant onboarding.