The Senior Compliance Analyst will support regulatory compliance programs, conduct compliance testing, assist with examinations, and prepare regulatory documentation. The role requires extensive mortgage compliance knowledge.
EPM, a national TPO/Mortgage Wholesale lender, is growing and seeking a Senior Mortgage Compliance Analyst to join our Compliance team. This position is responsible for supporting regulatory compliance programs, conducting compliance testing, and assisting with state and federal examinations. In depth compliance experience within mortgage industry / mortgage banking required. The ideal candidate is detail-oriented, analytical, and proficient in NMLS. If this sounds like you, apply today!
Key Responsibilities
- Oversee and manage all NMLS online system matters. Prepare and maintain the Company’s state servicing and lender licenses and corporate filings.
- Perform compliance testing, assessments, and monitoring activities across mortgage operations.
- Conduct detailed reviews and corrections of HMDA data to ensure accuracy and completeness.
- Support and participate in state and federal regulatory examinations and internal and external audits.
- Prepare documentation, responses, and remediation plans related to audits and examinations.
- Maintain various aspects of the Compliance Management System (CMS).
- Coordinate internally with the Finance/Accounting Team to gather necessary financial data and documentation for regulatory reports and license maintenance items.
- Assist with filing regulatory reports such as the Mortgage Call Report (MCR).
- Analyze existing compliance policies, procedures, and controls; recommend enhancements to ensure regulatory compliance.
- Develop, update, and implement compliance policies and procedures in alignment with state and federal regulations.
- Monitor changes in laws, regulations, agency guidelines, and regulatory guidance impacting mortgage lending.
- Support fair lending, consumer protection, and regulatory risk management initiatives.
Qualifications & Skills
- Strong proficiency in managing licensing processes and reporting through the Nationwide Multistate Licensing System & Registry (NMLS).
- Advanced knowledge of residential mortgage compliance laws and regulations, including but not limited to: AML/BSA, CRA, ECOA, GLBA, HMDA, RESPA, SCRA, and TILA.
- High school diploma required, college degree preferred.
- Experience working within a Compliance Management System (CMS).
- 5+ years of experience in regulatory compliance within the mortgage industry required.
- Wholesale/TPO lending experience preferred.
- Experience supporting state and federal examinations and regulatory audits required.
- Hands-on experience with HMDA reporting, testing, and data correction required.
- Experience developing and maintaining compliance policies and procedures required.
- Compliance-related certifications or specialized regulatory training preferred.
About EPM
Founded at the height of the mortgage crisis in 2008, EPM has rapidly evolved into one of the leading mortgage lenders in the U.S. Our vision is clearto live in a world that everyone has the opportunity for the American Gift. We strive to offer top-tier financial services, exceptional communication, and unwavering assistance to our clients. Our goal is not only to facilitate homeownership but also to empower individuals and families through informed financial decisions, by closing one loan perfectly at a time.
Headquartered in Atlanta, GA, EPM is licensed in 50 states and provides an array of lending resources such as Conventional, FHA, VA, 203K, Reverse, and USDA loans. Additionally, we are proud to be a trusted Seller/Servicer for Fannie Mae, Freddie Mac, and Ginnie Mae, ensuring that our clients have access to reliable and competitive financing options.
EPM is an equal opportunity employer committed to creating an inclusive environment for all employees. We do not discriminate based on race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, veteran status, or any other protected characteristic.
Candidate Acknowledgment Statement
By clicking "Apply for this Job," I acknowledge that I have reviewed, understand, and agree to the terms outlined in the linked EPM Legal Statement and Application Addendum.
Top Skills
Mortgage Regulations
Nmls Compliance Management Systems
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