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BNY

Senior Associate, Regulatory Administration/Filings

Posted 2 Days Ago
Be an Early Applicant
In-Office
2 Locations
68K-120K Annually
Senior level
In-Office
2 Locations
68K-120K Annually
Senior level
As a Senior Associate in Regulatory Administration, you will report on legislation, support clients with SEC materials, provide regulatory guidance, analyze investment law, and contribute to team objectives.
The summary above was generated by AI

Senior Associate, Regulatory Administration/Filings

At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.
Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary.
We’re seeking a future team member for the role of Regulatory Administration and Filings - IC3 to join our CORPORATE ORGANIZATION team. This role is located in Boston, MA. 

In this role, you’ll make an impact in the following ways:
• Report on and make recommendations around legislation, providing client support as a subject matter expert in a particular area of investment law
• Provide clients with materials required by the SEC and for board meetings to address specific legislative issues
• Specialize in analyzing and reporting on specific legislation and guide clients on implementing controls to meet regulatory requirements
• Deliver quarterly newsletters and ad hoc news alerts in your field of expertise
• Perform calculations to answer regulatory questions for more complex clients
• Collaborate with clients’ accounting firms to exchange complex data needed for regulatory matters
• Participate in client board meetings as a subject matter expert
• Provide guidance to less experienced colleagues as needed and contribute to team objectives

To be successful in this role, we’re seeking the following:
• Bachelor’s degree or equivalent combination of education and experience required; JD from an accredited law school preferred
• 5-7 years of experience preferred
• Experience in the securities or financial services industry preferred
• Strong subject matter expertise in investment law and regulatory administration
• No direct people leadership required

At BNY, our culture speaks for itself, check out the latest BNY news at:
BNY Newsroom
BNY LinkedIn

Here’s a few of our recent awards:
• America’s Most Innovative Companies, Fortune, 2025
• World’s Most Admired Companies, Fortune 2025
• “Most Just Companies”, Just Capital and CNBC, 2025

Our Benefits and Rewards:
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

BNY assesses market data to ensure a competitive compensation package for our employees. The base salary for this position is expected to be between $68.000 and $120,000 per year at the commencement of employment. However, base salary if hired will be determined on an individualized basis, including as to experience and market location, and is only part of the BNY total compensation package, which, depending on the position, may also include commission earnings, discretionary bonuses, short and long-term incentive packages, and Company-sponsored benefit programs.
This position is at-will and the Company reserves the right to modify base salary (as well as any other discretionary payment or compensation) at any time, including for reasons related to individual performance, change in geographic location, Company or individual department/team performance, and market factors.

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

Top Skills

AI
Regulatory Technology

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