Ameriprise Financial Services, LLC Logo

Ameriprise Financial Services, LLC

Paralegal, Legal Affairs

Posted 23 Days Ago
4 Locations
72K-124K Annually
Mid level
4 Locations
72K-124K Annually
Mid level
Assist attorneys in legal transactions, manage SEC filings, draft documents, conduct research, and support product development initiatives.
The summary above was generated by AI

We have an exciting opportunity at Ameriprise as a Paralegal. Come be a part of an amazing team and assist attorneys in executing legal transactions in support of insurance company matters. Manage variable insurance product SEC registration statements and prospectuses. Manage FINRA Form BD filings. Research laws, draft correspondence, and respond to various internal and external requests. Collaborate across the General Counsel's Office (GCO) and business to perform various tasks. Come and apply today!

Key Responsibilities:

  • Manage annual update of variable life insurance product SEC filings.

  • Lead and train on all matters associated with SEC filings, including the use of ArcProspectus content management system.

  • Draft variable insurance product prospectus language and support product development initiatives. Manage FINRA Form BD filings.

  • Respond to auditor requests associated with registration statements.

  • Work on special projects and initiatives as requested.

Required Qualifications:

  • Associate degree or equivalent (2 years).

  • 3-5 years relevant experience.

  • Strong experience with preparing and filing registration statements with the SEC.

  • Solid drafting and research skills.

  • Solid analytical skills.

  • Highly organized and detail oriented.

  • Makes decisions quickly and appropriately using extensive expertise. Advanced subject matter expertise in business area being supported.

  • Ability to learn and utilize new tools and technologies.

Preferred Qualifications

  • Paralegal Certificate from ABA approved program or equivalent education/experience.

  • Strong experience with ArcProspectus that is sufficient to train and support others in the use of such system.

  • Strong experience with an internet-based prospectus content management system. 

  • Corporate governance experience.

About Our Company
We’re a diversified financial services leader with more than $1 trillion in assets under management and administration as of 2022. Our team of 20,000 people in more than 20 countries, advise and manage assets and income of more than 2 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.

Base Pay Salary

The estimated base salary for this role is $72,100 - $124,300 / year. We have a pay-for-performance compensation philosophy. Your initial total compensation may vary based on job-related knowledge, skills, experience, and geographical work location. In addition, most of our roles are eligible for variable pay in the form of bonus, commissions, and/or long-term incentives depending on the role. We also have a competitive and comprehensive benefits program that supports all aspects of your health and well-being, including but not limited to vacation time, sick time, 401(k), and health, dental and life insurances.

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.

Full-Time/Part-Time

Full time

Exempt/Non-Exempt

Exempt

Job Family Group

Legal Affairs

Line of Business  

GCO General Counsel's Organization

Top Skills

Arcprospectus
Finra
Sec

Similar Jobs

3 Hours Ago
Hybrid
New York, NY, USA
85K-115K Annually
Mid level
85K-115K Annually
Mid level
Artificial Intelligence • Cloud • Software • Cybersecurity
Support the corporate legal function by managing securities law filings, corporate entity management, and compliance tasks while collaborating across teams.
Top Skills: Adobe AcrobatDocusignEntity Management SoftwareGoogle SuiteWorkiva
7 Hours Ago
Easy Apply
Hybrid
New York, NY, USA
Easy Apply
170K-220K Annually
Senior level
170K-220K Annually
Senior level
Enterprise Web • Fintech • Payments • Software • Financial Services
This role involves managing commercial agreements, providing legal support for digital banking products, and ensuring compliance with privacy issues while improving legal department processes.
8 Hours Ago
Hybrid
3 Locations
162K-225K
Senior level
162K-225K
Senior level
Fintech • HR Tech
The Senior Corporate Counsel will lead corporate governance, compliance, transactions, and provide legal counsel for strategic corporate initiatives at Gusto.
Top Skills: Corporate GovernanceIntellectual PropertyLegal ComplianceM&A TransactionsSecurities Laws

What you need to know about the Boston Tech Scene

Boston is a powerhouse for technology innovation thanks to world-class research universities like MIT and Harvard and a robust pipeline of venture capital investment. Host to the first telephone call and one of the first general-purpose computers ever put into use, Boston is now a hub for biotechnology, robotics and artificial intelligence — though it’s also home to several B2B software giants. So it’s no surprise that the city consistently ranks among the greatest startup ecosystems in the world.

Key Facts About Boston Tech

  • Number of Tech Workers: 269,000; 9.4% of overall workforce (2024 CompTIA survey)
  • Major Tech Employers: Thermo Fisher Scientific, Toast, Klaviyo, HubSpot, DraftKings
  • Key Industries: Artificial intelligence, biotechnology, robotics, software, aerospace
  • Funding Landscape: $15.7 billion in venture capital funding in 2024 (Pitchbook)
  • Notable Investors: Summit Partners, Volition Capital, Bain Capital Ventures, MassVentures, Highland Capital Partners
  • Research Centers and Universities: MIT, Harvard University, Boston College, Tufts University, Boston University, Northeastern University, Smithsonian Astrophysical Observatory, National Bureau of Economic Research, Broad Institute, Lowell Center for Space Science & Technology, National Emerging Infectious Diseases Laboratories

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account