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The role:
As an AML Testing Compliance Specialist within the ICT team, you will execute risk-based compliance testing—focusing on transactions, controls, and outcomes—under the guidance of the AML Testing Compliance Director. This role supports independent monitoring of Bank Secrecy Act/Anti-Money Laundering (BSA/AML) and sanctions-related risks and controls across the SoFi enterprise, including SoFi Bank, N.A.
The ideal candidate will bring deep knowledge of U.S. banking laws and regulations, particularly those related to BSA/AML and sanctions, along with prior experience managing teams or projects in a compliance or risk setting.
What you'll do:
Lead testing engagements related to BSA/AML and sanctions in accordance with ICT program methodology and procedures
Complete testing activities and reporting within established timeframes and in alignment with the annual test plan
Analyze data from multiple sources and document testing results clearly and systematically
Prepare thorough, well-organized work papers in compliance with department standards
Identify, classify, and track findings; work with business owners on remediation efforts and perform validation reviews to confirm resolution
Assist in tracking identified issues and corrective action plans to ensure timely and effective remediation
Manage or coordinate testing projects and timelines across teams, ensuring accountability and timely delivery of results
Build strong working relationships with key stakeholders, including business leaders, risk and compliance partners, and internal audit teams
What you'll need:
Bachelor’s degree required
6–10 years of experience in compliance testing or auditing within the financial services or banking sector
Demonstrated experience managing teams or projects, preferably in a compliance, audit, or risk function
Strong working knowledge of U.S. banking regulations, with particular expertise in BSA/AML and sanctions compliance
Excellent verbal and written communication skills; able to communicate effectively at all organizational levels with professionalism and diplomacy
Outstanding organizational skills and ability to manage multiple projects and priorities independently in a fast-paced environment
Proactive, self-motivated approach with a strong sense of ownership and the ability to dive into the details as needed
Top Skills
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