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The role:
The AML Quality Assurance (“QA”) Senior Specialist will be responsible for reviewing the work product for several AML functions, including transaction monitoring and customer due diligence in accordance with SoFi internal policies and procedures.
What you’ll do:
Perform quality assurance reviews of AML investigations involving cryptocurrency activity, ensuring regulatory compliance, identifying gaps, and driving process improvements through feedback and trend analysis
Analyze completed cases to ensure that analysis is completed and all required and relevant documentation supporting each review is provided
Review cases related to the disposition of adverse media alerts to ascertain whether they are correctly determined
Collaborate with the AML Team to provide feedback as appropriate and ensure any corrective actions required are completed
Participate in the development and implementation of procedures and objectives for the QA function
Identify training needs based on themes identified through the case reviews
Conduct research utilizing available systems, databases, and the internet, consistent with the resolution of investigations
What you’ll need:
Bachelor’s Degree from a four-year college or university in a related field
4-6 years of experience in the finance industry focusing on quality assurance for AML transaction monitoring, internal/external investigations, and KYC functions
Demonstrated ability to communicate effectively with all levels of the organization and across different business lines
Excellent working knowledge of AML/BSA laws and regulations relative to money laundering and terrorist financing and the ability to apply this knowledge in assessing transaction activity
Specific Skills in:
Experience with AML transaction monitoring, customer due diligence, and enhanced due diligence in the crypto/blockchain space
Excellent organizational, verbal, written and interpersonal skills are required
Must be able to multitask, adapt well to changing priorities, and effectively prioritize workflow to meet critical deadlines
Ability to work in a fast-paced, demanding, and changing environment; must work well under pressure
Excellent analytical skills required
Nice to have:
CAMS/CFE certification preferred (or willingness to become certified within one year of start date)
Top Skills
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