Teams at TD Bank

Leads business information management and FDIC Part 370 compliance initiatives through data remediation, quality assurance, profiling, governance, modeling, lineage, and reporting. Analyzes deposit and lending data, defines business rules, develops recurring reports, investigates root causes, and improves data completeness, accuracy, and traceability. Partners with technology and business teams, provides regulatory guidance, supports data solutions, mentors colleagues, and contributes to risk mitigation and certification readiness.

Provide commercial customer service and loan documentation/system support as liaison to Relationship Teams. Assist Relationship Managers with loan closings, clear conditions, prepare and organize closing packages, upload and track financial statements, process payments/wires/advances, generate reports, handle complex customer research, mentor junior associates, and support loan reporting and delinquency activities.

Perform FINRA/SEC supervisory principal duties including review and approval of new accounts and solicited trades, ensuring suitability and AML/CIP/KYC compliance. Produce centralized controls, exception and dashboard reports, support regulatory exams, maintain supervisory procedures, and partner with operations and field supervision to improve workflows and controls.