Teams at RBFCU Wealth Management

Provides operational and technical support to North American fixed income investment teams. Responsibilities include designing workflows and procedures, supporting reporting, onboarding, reconciliations, issue resolution, Aladdin and platform enhancements, stakeholder coordination, compliance support, and managing small to medium-sized projects and enhancement requests.

Leads profitable growth across a multi-office financial advisory complex by managing P&L, recruiting and developing advisors and branch managers, driving client and asset acquisition, overseeing sales performance, ensuring compliance, and optimizing resources. The role includes coaching leaders, executing recruiting and onboarding strategies, conducting business reviews, supervising advisory activities, managing risk, and maintaining client service and brand standards across branches.

Provides legal and regulatory support for an asset management business, advising on SEC, CFTC, FINRA, derivatives, trading, advisory, and cross-border requirements. Drafts and negotiates trading and advisory agreements, supports fund launches and product development, maintains legal templates, and partners with trading, compliance, risk, operations, product, clients, regulators, and outside counsel.