Jobs at LPL Financial

The SVP of Enterprise Alliances leads LPL's relationship management for large RIA enterprises, driving strategy, team leadership, and measurable outcomes in sales and retention.

The role involves conducting industry research, monitoring competitor platforms, and assessing regulatory changes to support LPL's affiliation strategy and make strategic recommendations based on market insights.

The Business Development Associate drives lead flow for Financial Advisors through prospecting, qualifying leads, and reporting. Responsibilities include cold-calling, email campaigns, and using Salesforce to track performance.

The VP, Assistant General Counsel for Cybersecurity will serve as the lead advisor on cybersecurity legal matters, advising on regulations, incident response, and compliance within financial services.

The Senior Analyst will manage program portfolios, documentation, and communication to enhance execution and visibility across initiatives while supporting strategic goals.

The AVP, Strategic Initiatives will analyze data, lead cross-functional teams, and develop strategic recommendations to drive key initiatives and improve advisor experience at LPL Financial.

The Senior Regional Supervisory Principal supervises HOS advisors and OSJ managers, resolves complex issues, and ensures compliance with regulatory standards.

The AVP oversees operational support for supervisory functions, leads strategic projects, manages regulatory compliance, and ensures process efficiency within their regions.