Teams at FINRA

Conducts moderate-to-high complexity market surveillance to identify potential securities rule violations, develops and tests analytics and surveillance tools, documents reviews and referrals, prepares detailed reports, coaches colleagues, and supports special projects to advance regulatory surveillance goals and industry compliance.

As a Cyber Awareness and Training Lead, you will design cybersecurity tabletop exercises, provide incident management guidance, drive examinations, educate members, and consult on high-stakes issues to enhance industry cyber resilience.

Conduct surveillance reviews of trading activity to detect potential securities rule violations; research and update on rules and advisories; develop and test analytics and surveillance tools; document findings and referrals; prepare detailed reports; coach and train colleagues; and complete special projects to support market integrity and regulatory objectives.