Teams at Coastal Financial Corporation

Conducts quality control reviews of AML alerts and investigations, including complex fraud and high-risk cases. Prepares management summaries, identifies deficiencies and trends, recommends process improvements, and supports SAR filings. Ensures compliance with BSA, AML, OFAC, and related regulations while assisting with policies, risk assessments, financial crimes projects, and junior analyst development.

Supports the Partner Internal Controls over Financial Reporting program by documenting partner controls, mapping them to the ICFR framework, and performing targeted alternative testing. Evaluates control evidence, conducts walkthroughs, prepares testing workpapers, identifies exceptions and deficiencies, tracks remediation, performs follow-up testing, and communicates findings and financial reporting impacts to management, risk teams, auditors, and fintech partners.

Supports the partner Internal Controls over Financial Reporting program by documenting controls, performing targeted alternative testing, evaluating evidence, identifying deficiencies, preparing workpapers, tracking remediation, and supporting financial controls management and audit reporting. The role requires assessing SOC reports, CUECs, ITGCs, business process controls, and financial reporting impacts while coordinating with partner risk, internal control, management, and audit teams.