Geode Capital Management
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The Compliance Associate assists in implementing the investment compliance program by overseeing compliance systems, monitoring client investment guidelines, and coordinating with various teams to resolve compliance issues. Key responsibilities include compliance monitoring, managing investment restrictions, and improving compliance workflows through technology.
The General Counsel at Geode Capital Management will oversee all legal and regulatory affairs, ensuring compliance with laws and regulations for investment management and related activities. Responsibilities include advising on corporate governance, investment management legal advice, employment law matters, and managing litigation and regulatory examinations, while collaborating with various teams across the organization.
The Product Manager leads a squad of IT professionals to enhance technology capabilities in finance and business development. They manage product features, prioritization, and execution within an agile structure, ensuring alignment with business needs and strategic priorities while fostering collaboration among team members.