The Principal Analyst conducts risk monitoring, collaborates on regulatory intelligence, mentors junior staff, and leads special projects.

The Principal Intelligence Specialist leads analytical projects to identify market risks, develops frameworks for threat evaluation, and converts findings into actionable intelligence for stakeholders.

The Principal Intelligence Specialist leads analytical projects, evaluates threats, provides insights, and collaborates across departments to enhance investor protection and market integrity.

The Principal Integration Specialist facilitates strategic initiatives, implements best practices, leads workshops, and develops operating models and performance metrics.

Assist in developing and maintaining operational procedures and standards, support process improvements, documentation, and reporting while partnering with stakeholders.

The Associate Principal Analyst develops and maintains operations, procedures, and standards, resolves complex operational issues, and produces reports, while supporting regulatory initiatives through stakeholder partnerships.

The role involves developing and maintaining operational procedures, managing regulatory changes, and facilitating communication with stakeholders. Responsibilities include enhancing processes, conducting assessments, and coaching junior colleagues.

The role involves developing and managing operational procedures and policies, resolving complex issues, and enhancing departmental efficiency through strategic partnerships.