The Examination Director leads a team, directs examination activities, provides guidance on high-level issues, manages performance, and collaborates with various stakeholders for program improvements.

The Principal Analyst conducts surveillance reviews, identifies securities violations, mentors staff, and develops new analytics tools while maintaining compliance with federal regulations.

The Senior Analyst conducts surveillance reviews, analyzes trading activity for regulatory compliance, assists in developing surveillance tools, and presents findings to management.

The Director of Product Management leads a team in strategizing, developing, and delivering Workday HCM products, while also managing cross-functional relationships. They shape the product roadmap, analyze user needs, and ensure effective implementation and performance monitoring.

The Principal Analyst monitors trade reporting integrity, analyzes trade data, advises on compliance, and supports multi-level initiatives while coaching junior colleagues.