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Financial Services
The Principal Analyst conducts quality assurance reviews of market surveillance activities, assesses findings, and contributes to reporting, ensuring regulatory compliance and efficiency in the SMI team.
Financial Services
Conduct routine surveillance reviews to identify unusual market activity and potential violations, prepare reports, and maintain compliance with regulations.
Financial Services
The Associate Principal Analyst conducts surveillance reviews to identify unusual market activities, develops analytics tools, prepares reports, and may coach colleagues.
Financial Services
The Senior Director will lead graph analytics solutions, improve detection and investigation processes, and enhance decision-making for regulatory operations.
Financial Services
The HR Senior Specialist leads HRIS processes, manages data integrity, collaborates on Workday support, and improves HR technology solutions.
Financial Services
The Principal Examiner leads examinations and reviews at member firms, identifying trends, gathering intelligence, and mentoring junior staff through complex processes.
Financial Services
The Specialist analyzes and processes intelligence related to cybersecurity risks, develops strategies, and collaborates with stakeholders to mitigate risks to investor protection.
